Step 27: Volumes of Revolution and Arc Length
- A volume is a stack of thin slices: \( V = \displaystyle\int_a^b A(x)\,dx \), where \( A(x) \) is the area of the cross-section at \( x \). On AP, the slices are often squares, triangles or semicircles standing on a base region.
- Rotating a region about the \( x \)-axis gives circular slices: the disc method \( V = \pi\displaystyle\int_a^b y^2\,dx \). About the \( y \)-axis, use \( V = \pi\displaystyle\int_c^d x^2\,dy \).
- If the region does not touch the axis, each slice is a washer: \( V = \pi\displaystyle\int (R^2-r^2) \), with each radius measured from the axis. Other axes, such as \( y = -1 \), are AP only; 9709 Paper 1 and IB HL use the \( x \)- and \( y \)-axes.
- Exam point: arc length \( \displaystyle\int_a^b \sqrt{1 + [f'(x)]^2}\,dx \) is AP BC only. And the Gini coefficient, \( G = 1-2\displaystyle\int_0^1 L(x)\,dx \), turns a country’s inequality into an area.
Volumes by slicing: known cross-sections
Slice a loaf of bread. If you know the area of every slice, you know the volume: add up area times thickness. A solid whose cross-section at position \( x \) has area \( A(x) \) has volume
On AP, the solid usually stands on a base region in the \( xy \)-plane, and each cross-section perpendicular to the \( x \)-axis is a shape whose side \( s \) lies across the base. The side is the width of the base at \( x \), top minus bottom. Then the shape gives the area:
| Cross-section, side \( s \) in the base | Area \( A \) |
|---|---|
| square | \( s^2 \) |
| rectangle of height \( h \) | \( sh \) |
| equilateral triangle | \( \tfrac{\sqrt{3}}{4}s^2 \) |
| isosceles right triangle with a leg \( s \) | \( \tfrac{1}{2}s^2 \) |
| semicircle with diameter \( s \) | \( \tfrac{\pi}{8}s^2 \) |
The base of a solid is the region bounded by \( y = \sqrt{x} \), the \( x \)-axis and the line \( x = 4 \). Find its volume if the cross-sections perpendicular to the \( x \)-axis are (a) squares, (b) semicircles, (c) equilateral triangles.
One integral serves all three parts; only the shape factor changes.
Discs: rotating about the \( x \)- and \( y \)-axes
Turn the region under \( y = f(x) \), for \( a \le x \le b \), through \( 360^\circ \) about the \( x \)-axis. Each thin vertical strip sweeps out a disc of radius \( f(x) \) and thickness \( dx \), with volume \( \pi[f(x)]^2\,dx \). Add the discs:
For the \( y \)-axis the slices are horizontal discs of radius \( x \) at height \( y \), so write \( x \) in terms of \( y \) and use \( y \)-limits.
The region under \( y = x^2 + 1 \) for \( 0 \le x \le 1 \) is rotated through \( 360^\circ \) about the \( x \)-axis. Find the exact volume.
Square the whole of \( y \) before integrating: \( (x^2 + 1)^2 \) is not \( x^4 + 1 \).
The region in the first quadrant bounded by \( y = 4-x^2 \) and the axes is rotated through \( 360^\circ \) about the \( y \)-axis. Find the exact volume.
Sense check: the solid is a paraboloid that fits inside a cylinder of radius 2 and height 4, of volume \( 16\pi \). A paraboloid fills exactly half its cylinder, and \( 8\pi \) is half of \( 16\pi \).
Washers and other axes of rotation
If the region does not touch the axis of rotation, each slice is a disc with a hole in it: a washer. Its outer radius \( R \) reaches the far edge of the region and its inner radius \( r \) the near edge. The face has area \( \pi R^2-\pi r^2 \), so
Why \( R^2-r^2 \) and not \( (R-r)^2 \)? A washer is a big disc with a small disc removed. The ring of width \( R-r \) is not a disc of radius \( R-r \): it is wrapped round a much larger circle. For \( R = 3 \) and \( r = 2 \) the ring has area \( 5\pi \), five times the \( \pi \) that \( (R-r)^2 \) gives. Every radius is a distance from the axis: about the line \( y = k \) it is \( |y-k| \), and about \( x = h \) it is \( |x-h| \).
\( \mathcal{R} \) is the region enclosed by \( y = 2x \) and \( y = x^2 \). Find the volume when \( \mathcal{R} \) is rotated through \( 360^\circ \) about (a) the \( x \)-axis, (b) the line \( y = -1 \), (c) the \( y \)-axis.
Same region, three different solids. Parts (a) and (c) are within Cambridge 9709 Paper 1 and IB HL; part (b), an axis other than the coordinate axes, is AP only.
Arc length (AP BC only)
How long is the curve \( y = f(x) \) from \( x = a \) to \( x = b \)? Zoom in on a tiny piece. It is almost straight, with run \( dx \) and rise \( dy = f'(x)\,dx \), so by Pythagoras its length is \( \sqrt{dx^2 + dy^2} = \sqrt{1 + [f'(x)]^2}\,dx \). Add the pieces:
The formula needs \( f’ \) to be continuous on \( [a, b] \).
Find the length of the curve \( y = \tfrac{1}{3}\left(x^2 + 2\right)^{3/2} \) from \( x = 0 \) to \( x = 3 \).
Sense check: the straight chord between the end points has length about 11.61, and a curve can never be shorter than the chord joining its ends.
Most arc-length integrals have no simple antiderivative. The length of \( y = \sin x \) from 0 to \( \pi \) is \( \displaystyle\int_0^\pi \sqrt{1 + \cos^2 x}\,dx \approx 3.820 \), found on a calculator. Exam questions that want an exact answer are built, as above, so that \( 1 + [f’]^2 \) is a perfect square or a simple power. Arc length is not in Cambridge 9709 or IB Analysis and Approaches.
Economics: the Lorenz curve and the Gini coefficient
How can one number measure the inequality of a whole country? Line the population up from poorest to richest. The Lorenz curve \( L(x) \) is the share of total income received by the poorest fraction \( x \) of people. So \( L(0) = 0 \), \( L(1) = 1 \), and \( L(0.5) = 0.25 \) would mean the poorer half earns a quarter of all income. If everyone earned the same, the poorest \( x \) would earn exactly \( x \): the line of equality \( y = x \). Real Lorenz curves sag below it, and the more they sag, the more unequal the country.
A country’s Lorenz curve is \( L(x) = 0.3x + 0.7x^3 \). (a) What share of income does the poorest half receive? (b) Find the Gini coefficient. (c) After a new tax-and-transfer scheme the curve becomes \( L(x) = 0.6x + 0.4x^3 \). Find the new Gini coefficient.
The scheme lifts the Lorenz curve towards the line of equality and cuts the Gini coefficient from 0.35 to 0.2. Check that each curve is a genuine Lorenz curve: \( L(0) = 0 \), \( L(1) = 1 \), and \( L \) is increasing and concave up.
In practice Lorenz curves come from household surveys, so the area is found numerically, often with the trapezium rule. The same “area between curves” idea gives consumer and producer surplus (Step 26).
Practise: 6 questions
Try each one on paper first, then check the worked answer.
EasyQ1. The region under \( y = 2x \) for \( 0 \le x \le 3 \) is rotated through \( 360^\circ \) about the \( x \)-axis. Find the exact volume. Show worked answer
Check: the solid is a cone of radius 6 and height 3, and \( \tfrac{1}{3}\pi(6^2)(3) = 36\pi \).
EasyQ2. (AP) The base of a solid is the triangle bounded by \( y = x \), the \( x \)-axis and \( x = 3 \). Cross-sections perpendicular to the \( x \)-axis are squares. Find the volume. Show worked answer
\( V = \displaystyle\int_0^3 x^2\,dx = \left[\frac{x^3}{3}\right]_0^3 = 9 \).
(This is a pyramid with a \( 3 \times 3 \) square face and length 3: \( \tfrac{1}{3} \times 9 \times 3 = 9 \).)
MediumQ3. The region bounded by \( y = \sqrt{x} \), the \( y \)-axis and the line \( y = 2 \) is rotated through \( 360^\circ \) about the \( y \)-axis. Find the exact volume. Show worked answer
\( V = \pi\displaystyle\int_0^2 (y^2)^2\,dy = \pi\int_0^2 y^4\,dy = \pi\left[\frac{y^5}{5}\right]_0^2 = \tfrac{32\pi}{5} \).
MediumQ4. The region enclosed by \( y = x^2 \) and \( y = 4 \) is rotated through \( 360^\circ \) about the \( x \)-axis. Find the exact volume. Show worked answer
\( V = \pi\displaystyle\int_{-2}^{2} \left(16-x^4\right)dx = \pi\left[16x-\frac{x^5}{5}\right]_{-2}^{2} \).
\( = \pi\left(64-\tfrac{64}{5}\right) = \tfrac{256\pi}{5} \).
MediumQ5. (AP BC) Find the exact length of the curve \( y = x^{3/2} \) from \( x = 0 \) to \( x = 4 \). Show worked answer
\( L = \displaystyle\int_0^4 \left(1 + \tfrac{9}{4}x\right)^{1/2}dx = \left[\tfrac{4}{9} \cdot \tfrac{2}{3}\left(1 + \tfrac{9}{4}x\right)^{3/2}\right]_0^4 \).
\( = \tfrac{8}{27}\left(10^{3/2}-1\right) = \tfrac{8}{27}\left(10\sqrt{10}-1\right) \approx 9.073 \).
ExamQ6. The region \( \mathcal{R} \) is enclosed by \( y = 4x-x^2 \) and \( y = x \). (a) Find the area of \( \mathcal{R} \). [3] (b) Find the exact volume of the solid formed when \( \mathcal{R} \) is rotated through \( 360^\circ \) about the \( x \)-axis. [4] (c) (AP only) Write, but do not evaluate, an integral expression for the volume when \( \mathcal{R} \) is rotated about the line \( y = 4 \). [2] Show worked answer
\( A = \displaystyle\int_0^3 (3x-x^2)\,dx = \left[\frac{3x^2}{2}-\frac{x^3}{3}\right]_0^3 \) [M1] \( = \tfrac{27}{2}-9 = \tfrac{9}{2} \). [A1]
(b) \( R = 4x-x^2 \), \( r = x \): \( V = \pi\displaystyle\int_0^3 \big[(4x-x^2)^2-x^2\big]\,dx \). [M1]
\( (4x-x^2)^2-x^2 = 15x^2-8x^3 + x^4 \). [A1]
\( V = \pi\left[5x^3-2x^4 + \frac{x^5}{5}\right]_0^3 = \pi\left(135-162 + \tfrac{243}{5}\right) \) [M1] \( = \tfrac{108\pi}{5} \). [A1]
(c) The axis \( y = 4 \) lies on or above \( \mathcal{R} \), so the lower edge \( y = x \) is farther away: \( R = 4-x \), \( r = 4-(4x-x^2) = (x-2)^2 \). [M1]
\( V = \pi\displaystyle\int_0^3 \big[(4-x)^2-(x-2)^4\big]\,dx \). [A1] (Its value is \( \tfrac{72\pi}{5} \).)
Total: 9 marks.
Check yourself
1. Which integral gives the volume when the region under \( y = f(x) \), \( a \le x \le b \), is rotated about the \( x \)-axis?
2. A washer has outer radius 3 and inner radius 2. What is the area of its face?
3. What is the Gini coefficient for the Lorenz curve \( L(x) = x^3 \)?
Your score: 0 out of 3
The short version
- Known cross-sections (AP): \( V = \displaystyle\int_a^b A(x)\,dx \), with \( A \) from the side \( s \): \( s^2 \) for squares, \( \tfrac{\pi}{8}s^2 \) for semicircles on a diameter, \( \tfrac{\sqrt{3}}{4}s^2 \) for equilateral triangles.
- Discs: \( \pi\displaystyle\int y^2\,dx \) about the \( x \)-axis; \( \pi\displaystyle\int x^2\,dy \) about the \( y \)-axis, with \( y \)-limits.
- Washers: \( \pi\displaystyle\int (R^2-r^2) \), with each radius measured from the axis. Axes other than the coordinate axes are AP only.
- Arc length (AP BC only): \( \displaystyle\int_a^b \sqrt{1 + [f'(x)]^2}\,dx \), usually on a calculator.
- Gini coefficient: \( G = 1-2\displaystyle\int_0^1 L(x)\,dx \), between 0 (equality) and 1.
- The full chapter in Mathematics Made Simple has many more worked examples and a full set of practice questions with a complete answer key.
