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Mathematics guide, Foundations, step 1 of 33All stepsNext step

Step 1: Indices, Surds and Polynomials

Syllabus9709 P1/P3 algebra · IB SL 1.5, HL 2.12
In 30 seconds
  • An index counts how many copies of the base are multiplied together, so \( a^m \times a^n = a^{m+n} \), \( a^m \div a^n = a^{m-n} \) and \( (a^m)^n = a^{mn} \).
  • Zero, negative and fractional indices follow from those laws: \( a^0 = 1 \), \( a^{-n} = 1/a^n \) and \( a^{m/n} = (\sqrt[n]{a})^m \).
  • A surd is a root left in exact form. Simplify with \( \sqrt{ab} = \sqrt{a}\sqrt{b} \) and clear a surd from a denominator with the conjugate.
  • Exam point: \( (x-a) \) is a factor of a polynomial \( f(x) \) exactly when \( f(a) = 0 \), and otherwise \( f(a) \) is the remainder. Watch the sign: dividing by \( (x+2) \) means substituting \( x = -2 \).
Video lesson coming soonA short animated lesson for this step will appear here.

Indices: a shorthand for repeated multiplication

Every calculus mark you earn is collected through algebra. You can differentiate perfectly and still lose the mark by mishandling a negative power at the end. So the first step of this guide is the toolkit, starting with indices.

Writing \( 3 \times 3 \times 3 \times 3 \) is tedious, so we write \( 3^4 \). The 3 is the base and the 4 is the index (or power). The index is a count: it tells you how many copies of the base are multiplied together. Hold on to that idea and the laws below are just common sense.

Key termIndex: in \( a^n \), the number \( n \). When \( n \) is a positive whole number, it counts how many copies of the base \( a \) are multiplied together.
LawExampleWhy it works
\( a^m \times a^n = a^{m+n} \)\( x^2 \times x^5 = x^7 \)2 copies and 5 more copies make 7 copies
\( a^m \div a^n = a^{m-n} \)\( x^6 \div x^2 = x^4 \)dividing cancels 2 of the 6 copies
\( (a^m)^n = a^{mn} \)\( (x^3)^4 = x^{12} \)4 groups of 3 copies
\( (ab)^n = a^n b^n \)\( (2x)^3 = 8x^3 \)every factor in the bracket is copied 3 times

Why should \( a^0 = 1 \) and \( a^{-1} = \frac{1}{a} \)? Nobody chose these; the pattern forces them. Read down the list \( 3^3 = 27,\ 3^2 = 9,\ 3^1 = 3 \). Each step down divides by 3. Keep going and \( 3^0 = 3 \div 3 = 1 \), then \( 3^{-1} = \frac{1}{3} \), then \( 3^{-2} = \frac{1}{9} \). A negative index does not make anything negative. It means “one over”.

\[ a^0 = 1 \qquad a^{-n} = \frac{1}{a^n} \qquad (a \neq 0) \]
Worked example

Simplify \( \dfrac{(3a^2b^{-1})^2}{6a^3b^{-4}} \), giving your answer without negative indices.

Step 1Square every factor inside the bracket: \( (3a^2b^{-1})^2 = 9a^4b^{-2} \).
Step 2Divide the numbers and subtract indices on matching letters: \( \dfrac{9}{6}\,a^{4-3}\,b^{-2-(-4)} = \dfrac{3}{2}\,a\,b^{2} \).
Step 3No negative indices remain, so the answer is \( \dfrac{3ab^2}{2} \).

The trickiest line is \( -2-(-4) = 2 \). Write the subtraction out in full rather than doing it in your head.

Common mistakeReading \( 2^{-3} \) as \( -8 \) or \( -6 \). The minus sign in an index means reciprocal, so \( 2^{-3} = \frac{1}{8} \). A second classic is \( (a+b)^2 = a^2 + b^2 \). The law \( (ab)^n = a^nb^n \) is about products only; for a sum, \( (a+b)^2 = a^2 + 2ab + b^2 \).

Fractional indices and unknown powers

What could \( 16^{1/2} \) mean? Use the power law: \( (16^{1/2})^2 = 16^1 = 16 \). So \( 16^{1/2} \) is the positive number whose square is 16, which is 4. In the same way \( a^{1/3} \) is the cube root of \( a \), and \( a^{m/n} \) is the \( n \)th root raised to the power \( m \).

\[ a^{1/n} = \sqrt[n]{a} \qquad a^{m/n} = \left(\sqrt[n]{a}\right)^m \]

Take the root first. It keeps the numbers small: \( 32^{3/5} = (\sqrt[5]{32})^3 = 2^3 = 8 \), with no need to work out \( 32^3 \).

Worked example

(a) Evaluate \( 81^{-3/4} \) and \( \left(\tfrac{16}{81}\right)^{-3/4} \). (b) Solve \( 4^{x+1} = 8^{x} \).

Step 1\( 81^{-3/4} = \dfrac{1}{81^{3/4}} = \dfrac{1}{(\sqrt[4]{81})^3} = \dfrac{1}{3^3} = \dfrac{1}{27} \).
Step 2A negative index on a fraction flips it: \( \left(\tfrac{16}{81}\right)^{-3/4} = \left(\tfrac{81}{16}\right)^{3/4} = \left(\tfrac{3}{2}\right)^3 = \tfrac{27}{8} \).
Step 3(b) Write both sides as powers of 2: \( 4^{x+1} = 2^{2x+2} \) and \( 8^x = 2^{3x} \).
Step 4Equal powers of the same base have equal indices: \( 2x + 2 = 3x \), so \( x = 2 \). Check: \( 4^3 = 64 = 8^2 \).

When the bases cannot be matched, as in \( 3^x = 20 \), you need logarithms, which come in Step 5.

An economics example: compound growth. Money earning 4% a year is multiplied by 1.04 each year. So \$5,000 left for 10 years becomes \( 5000 \times 1.04^{10} \approx \$7{,}401.22 \). Simple interest, which adds \$200 a year, would give only \$7,000. The extra \$401.22 is interest earned on earlier interest, and the gap widens every year (Figure 1).

Negative indices run the clock backwards. What is \$10,000 paid in 5 years’ time worth today, if money earns 4%? Its present value is \( 10000 \times 1.04^{-5} \approx \$8{,}219.27 \), because that amount invested now would grow to exactly \$10,000. Bond prices, loan repayments and investment appraisal all use this idea.

$5,000 growing at 4% a year $
compound: 5000 × 1.04ⁿsimple: 5000 + 200n
510152025303000600090001200015000180000years, nvalue ($)(10, 7401.22)(10, 7000)16,217
Figure 1. Compound growth multiplies by 1.04 each year, so it pulls further ahead of simple interest every year. After 10 years the gap is $401.22; after 30 years it is about $5,217.

Surds and exact answers

Some roots are whole numbers, like \( \sqrt{64} = 8 \). Most are not. \( \sqrt{2} = 1.41421\ldots \) never ends and never repeats, so any decimal is only an approximation. When a question asks for an exact answer, leave the root as a root.

Key termSurd: an irrational root, such as \( \sqrt{2} \) or \( \sqrt[3]{5} \), written in root form rather than as a rounded decimal.

One rule does almost all the work: roots split over multiplication and division.

\[ \sqrt{ab} = \sqrt{a}\,\sqrt{b} \qquad \sqrt{\frac{a}{b}} = \frac{\sqrt{a}}{\sqrt{b}} \]

Both hold for \( a, b \ge 0 \), with \( b \neq 0 \) in the second.

To simplify \( \sqrt{98} \), find the largest square number that divides 98. That is 49, so \( \sqrt{98} = \sqrt{49}\sqrt{2} = 7\sqrt{2} \). Once surds are simplified, collect like surds just as you collect like terms: \( 7\sqrt{2}-4\sqrt{2} = 3\sqrt{2} \), in the same way that \( 7x-4x = 3x \).

By convention, a final answer should not have a surd in the denominator. Removing it is called rationalising the denominator. For a single surd, multiply top and bottom by that surd. For a sum or difference, multiply by the conjugate, which is the same two terms with the middle sign flipped. The difference of two squares, \( (p-q)(p+q) = p^2-q^2 \), then squares the surds away.

Worked example

(a) Simplify \( \sqrt{98}-\sqrt{32} \). (b) Write \( \dfrac{6}{\sqrt{5}-\sqrt{2}} \) with a rational denominator.

Step 1(a) \( \sqrt{98} = 7\sqrt{2} \) and \( \sqrt{32} = \sqrt{16}\sqrt{2} = 4\sqrt{2} \), so the difference is \( 3\sqrt{2} \).
Step 2(b) Multiply top and bottom by the conjugate \( \sqrt{5} + \sqrt{2} \).
Step 3Denominator: \( (\sqrt{5}-\sqrt{2})(\sqrt{5} + \sqrt{2}) = 5-2 = 3 \).
Step 4So \( \dfrac{6(\sqrt{5} + \sqrt{2})}{3} = 2\sqrt{5} + 2\sqrt{2} \).

A quick calculator check: \( 6 \div (2.2361-1.4142) \approx 7.30 \) and \( 2(2.2361 + 1.4142) \approx 7.30 \).

Common mistakeSplitting a root over addition. \( \sqrt{a+b} \neq \sqrt{a} + \sqrt{b} \). Test it: \( \sqrt{36 + 64} = \sqrt{100} = 10 \), but \( \sqrt{36} + \sqrt{64} = 6 + 8 = 14 \). Roots split over multiplication, never over addition.

Factorising polynomials

A polynomial is a sum of terms of the form \( ax^n \) where each \( n \) is a whole number, such as \( x^3-2x^2-5x + 6 \). Its degree is the highest power, here 3. Expanding turns a product into a polynomial; factorising turns it back into a product. Calculus needs factorising constantly, because a product is zero only when one of its factors is zero. That is how you find where a graph meets the x-axis and, later, where a derivative is zero.

Four patterns cover most of the factorising you will meet:

TypeMethodExample
Common factorTake it out first, always\( 3x^3-12x = 3x(x^2-4) \)
\( x^2 + bx + c \)Two numbers with product \( c \) and sum \( b \)\( x^2-x-6 = (x-3)(x + 2) \)
\( ax^2 + bx + c \)Split \( bx \) using two numbers with product \( ac \) and sum \( b \)\( 2x^2 + 5x-3 = (2x-1)(x + 3) \)
Difference of two squares\( p^2-q^2 = (p-q)(p + q) \)\( x^2-4 = (x-2)(x + 2) \)

For the third row, \( ac = 2 \times (-3) = -6 \), and the pair with product \( -6 \) and sum 5 is 6 and \( -1 \). So \( 2x^2 + 6x-x-3 = 2x(x + 3)-(x + 3) = (2x-1)(x + 3) \). “Factorise fully” means keep going until nothing more factorises: the first row finishes as \( 3x(x-2)(x + 2) \).

A cubic or quartic has no “two numbers” trick. You need a way to find one factor, after which the rest is a quadratic. That is the job of the factor theorem.

The factor and remainder theorems

Key termFactor theorem: for a polynomial \( f(x) \), \( (x-a) \) is a factor of \( f(x) \) if and only if \( f(a) = 0 \).

Why is it true? Dividing \( f(x) \) by \( (x-a) \) always gives a quotient \( q(x) \) and a constant remainder \( R \), so \( f(x) = (x-a)\,q(x) + R \). Put \( x = a \): the first part becomes zero, leaving \( f(a) = R \). So the remainder is \( f(a) \), which is the remainder theorem, and \( (x-a) \) divides exactly when that remainder is zero.

Worked example

Show that \( (x-1) \) is a factor of \( f(x) = x^3-2x^2-5x + 6 \), and hence solve \( f(x) = 0 \).

Step 1\( f(1) = 1-2-5 + 6 = 0 \), so by the factor theorem \( (x-1) \) is a factor.
Step 2Write \( f(x) = (x-1)(x^2 + px-6) \). The \( x^3 \) and constant terms already match. Comparing \( x^2 \) terms: \( p-1 = -2 \), so \( p = -1 \). (Long division gives the same quotient, \( x^2-x-6 \).)
Step 3Factorise the quadratic: \( x^2-x-6 = (x-3)(x + 2) \).
Step 4So \( f(x) = (x-1)(x-3)(x + 2) \), and \( f(x) = 0 \) when \( x = 1 \), \( 3 \) or \( -2 \).

Check by expanding the comparison: the \( x \) terms give \( -6x + x = -5x \), as required.

y = x³ − 2x² − 5x + 6 = (x − 1)(x − 3)(x + 2)
y = x³ − 2x² − 5x + 6
−3−2−11234−10−8−6−4−2246810120xy(−2, 0)(1, 0)(3, 0)(0, 6)
Figure 2. The graph crosses the x-axis exactly at the roots −2, 1 and 3 given by the three factors. The y-intercept is the constant term, 6.
Worked example

\( (x + 2) \) is a factor of \( g(x) = 2x^3 + kx^2-7x-6 \). Find \( k \), then find the remainder when \( g(x) \) is divided by \( (x-1) \).

Step 1\( (x + 2) = (x-(-2)) \), so set \( g(-2) = 0 \): \( 2(-8) + 4k + 14-6 = 0 \).
Step 2That is \( 4k-8 = 0 \), so \( k = 2 \).
Step 3The remainder on dividing by \( (x-1) \) is \( g(1) = 2 + 2-7-6 = -9 \).

No division was needed at any point. Two pieces of information (two factors, or a factor and a remainder) give two equations when there are two unknown coefficients.

Exam tipCambridge 9709 tests the factor and remainder theorems on Papers 2 and 3, and IB lists them in the HL algebra content; AP Calculus does not name them but expects you to factorise cubics quickly. In a “show that” question, write \( f(a) = 0 \) with the substitution in full, then the words “so \( (x-a) \) is a factor”. That sentence usually carries a mark of its own.

Practise: 6 questions

Try each one on paper first, then check the worked answer.

EasyQ1. Simplify \( \dfrac{x^5 \times x^{-2}}{x^{1/2}} \). Show worked answer
Top: \( x^{5 + (-2)} = x^3 \).
Divide: \( x^{3-1/2} = x^{5/2} \).
Answer: \( x^{5/2} \), which can also be written \( x^2\sqrt{x} \).
EasyQ2. Evaluate \( 125^{-2/3} \) as a fraction. Show worked answer
Negative index: \( 125^{-2/3} = \dfrac{1}{125^{2/3}} \).
Root first: \( \sqrt[3]{125} = 5 \), then \( 5^2 = 25 \).
Answer: \( \dfrac{1}{25} \).
MediumQ3. Simplify \( \sqrt{200}-\sqrt{50} + \sqrt{8} \). Show worked answer
\( \sqrt{200} = \sqrt{100}\sqrt{2} = 10\sqrt{2} \).
\( \sqrt{50} = 5\sqrt{2} \) and \( \sqrt{8} = 2\sqrt{2} \).
Collect: \( 10\sqrt{2}-5\sqrt{2} + 2\sqrt{2} = 7\sqrt{2} \).
MediumQ4. Express \( \dfrac{3 + \sqrt{2}}{3-\sqrt{2}} \) in the form \( \dfrac{a + b\sqrt{2}}{c} \), where \( a \), \( b \) and \( c \) are integers. Show worked answer
Multiply top and bottom by the conjugate \( 3 + \sqrt{2} \).
Denominator: \( 9-2 = 7 \).
Numerator: \( (3 + \sqrt{2})^2 = 9 + 6\sqrt{2} + 2 = 11 + 6\sqrt{2} \).
Answer: \( \dfrac{11 + 6\sqrt{2}}{7} \).
MediumQ5. Solve \( 9^{x} = 27^{x-1} \). Show worked answer
Base 3: \( 9^x = 3^{2x} \) and \( 27^{x-1} = 3^{3x-3} \).
Equate indices: \( 2x = 3x-3 \), so \( x = 3 \).
Check: \( 9^3 = 729 \) and \( 27^2 = 729 \).
ExamQ6. The polynomial \( p(x) = 2x^3 + ax^2-13x + b \), where \( a \) and \( b \) are constants. It is given that \( (x-2) \) is a factor of \( p(x) \), and that the remainder when \( p(x) \) is divided by \( (x + 1) \) is 18. (a) Find the values of \( a \) and \( b \). [4] (b) Hence factorise \( p(x) \) completely. [3] (c) State the roots of \( p(x) = 0 \). [1] Show worked answer
(a) \( p(2) = 0 \): \( 16 + 4a-26 + b = 0 \), so \( 4a + b = 10 \). [M1 A1]
\( p(-1) = 18 \): \( -2 + a + 13 + b = 18 \), so \( a + b = 7 \). [M1]
Subtracting: \( 3a = 3 \), so \( a = 1 \) and \( b = 6 \). [A1]
(b) \( p(x) = 2x^3 + x^2-13x + 6 = (x-2)(2x^2 + qx-3) \). Comparing \( x^2 \) terms: \( q-4 = 1 \), so \( q = 5 \). [M1 A1]
\( 2x^2 + 5x-3 = (2x-1)(x + 3) \), so \( p(x) = (x-2)(2x-1)(x + 3) \). [A1]
(c) \( x = 2 \), \( x = \tfrac{1}{2} \), \( x = -3 \). [B1]
Total: 8 marks.

Check yourself

1. What is \( 2^{-3} \)?

A negative index means reciprocal: \( 2^{-3} = \dfrac{1}{2^3} = \dfrac{1}{8} \). Nothing becomes negative.

2. Which of these equals \( \sqrt{50} \)?

\( 50 = 25 \times 2 \), so \( \sqrt{50} = \sqrt{25}\sqrt{2} = 5\sqrt{2} \).

3. What is the remainder when \( x^3 + 4x-1 \) is divided by \( (x + 1) \)?

Dividing by \( (x + 1) \) means substituting \( x = -1 \): \( -1-4-1 = -6 \).

Your score: 0 out of 3

The short version

  • An index counts copies of the base. Add indices to multiply, subtract to divide, multiply to raise a power to a power.
  • \( a^0 = 1 \), \( a^{-n} = 1/a^n \) and \( a^{m/n} = (\sqrt[n]{a})^m \). Take the root first.
  • Simplify surds with \( \sqrt{ab} = \sqrt{a}\sqrt{b} \), and rationalise a denominator such as \( \sqrt{5}-\sqrt{2} \) by multiplying by its conjugate.
  • Factorise by taking out common factors, splitting the middle term and spotting differences of two squares. For cubics, find a root \( a \) with \( f(a) = 0 \); then \( (x-a) \) is a factor, and \( f(a) \) is the remainder in general.
  • In economics, \( (1 + r)^n \) grows money forward and \( (1 + r)^{-n} \) discounts it back to today.
  • The full chapter in Mathematics Made Simple has many more worked examples and a full set of practice questions with a complete answer key.
Want more questions like these, with worked answers?
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